Occasioned
by the suggestion of Sandel that it may sometimes be morally permissible to
deceive people, so long as you do so without lying, I here examine such alleged
truths as “I did not have sexual relations with that woman.” After setting up the issues in Section 1, in Sections 2-4 I examine questions of language, communication, and truthfulness
in assessing whether candidate deceptive truths really are true. These
sections require little if any prior familiarity in the area. The fifth
section, however, probably will be hard to follow unless you have some acquaintance
with Kant’s ethics. Lacking that, you still may well be able to follow the
Sections 6-8, and the final section on the Clinton impeachment has no
prerequisites.
Kant famously held that it is never morally permissible to lie. When the murderer turns up at your door searching for the friend you are harboring in your house, you may not say, “She just ran down the alley.” Benjamin Constant came up with the murderer at the door as a counterexample to Kant’s absolute prohibition on lying, but Kant doubled down, embracing prohibition even in this extreme case (“On a Supposed Right to Lie from Philanthropy.”) This may have been a mistake on Kant’s part. At least, as I will argue later, Kant’s moral theory may well have the resources for providing a more palatable response to murderers at your door.
My chief
purpose here, however, is not to join the legion of Kant scholars, all of them more
Kant-knowledgeable than I, who have tried to improve upon what Kant said about this
famous case. My focus, instead, is on
deceptive truth telling – sometimes suggested as a tactic for doorstep
murderers. In particular I am concerned with these questions: What are
deceptive truths like and how common are they? Would Kant have made a moral
distinction between lying and deceiving by saying something true, and if so,
what sort of distinction? How should we evaluate the morality of deceptive
truths, and, in particular, how do they stack up against lies?
1. Sandel on Kant on Deceptive Truth
Sandel, in
the 7th video episode of his enormously popular Harvard course (http://www.justiceharvard.org/2011/02/episode-07/#watch)
suggests that Kant might be OK with a deceptive truthful statement to the
murderer at the door. Perhaps, having told your friend to pick someplace to
hide in your house, you say “I don't know where she is.” This would be truthful,
says a student with Sandel’s apparent concurrence, because you have in your
mind a sense in which you believe it to be true. You don't know where in your
house your friend is hiding. (lecture 12:42 – 14:05) She might be in the basement
ski locker and she might be up on the widow’s walk or under the billiard table.
You would not have said what you did, had you not recognized the sense in which
it was true. In fact, you hit upon it, by thinking “what can I say that is true
but will probably save my friend.” So the moral law, which requires
truthfulness, controlled your choice. You acted, in that respect, out of
obligation.
Many relevant
truths, of course, would have been friend-unhelpful. This one, however, might
protect your friend by deceiving the murderer. In particular, you hoped that
the murderer would interpret “don’t know where” in a sense that would exclude
your knowing that your friend was in your house. (You may well have used a tone
of voice and emphasis to encourage that misapprehension, e.g., a
why-are-you-bothering-me-? tone of voice. Try saying “I don’t know where she
is,” in different ways to see how you might be able to influence your imagined
audience.) What you depend upon here to follow your obligation to tell the
truth and yet save your friend is the vagueness of “know where.”
Sandel
illustrates his point further with Bill Clinton’s famous “I did not have sexual
relations with that woman.” (15:37- 18:03) The vagueness here is in “sexual
relations.” Clinton, in support of his truthfulness, presumably would have
maintained that oral sex did not constitute sexual relations, taking that
phrase to include only genital-genital intercourse. It seems obvious, however,
that he used this phrase precisely because he knew that most people would take
it considerably more broadly.
Sandel apparently thinks that Kant would not
condemn Clinton’s ploy, or at least would not condemn it so sternly as he would
a lie. I think that Sandel is wrong in this because Clinton’s statement, as
well as much of what people try to pass off as deceptive truth telling is, in
fact, just lying.
Sandel,
however, would be on reasonably firm ground in saying that Kant would agree
with him in characterizing the “don’t know where” and “sexual relations”
statements as true. Unfortunately in this they would both be wrong, as I will
soon argue. If I am correct, then Kant’s absolutism about truth would
immediately undermine Sandel’s thesis about Kant’s attitude towards your
deception of the murderer and Clinton’s deception of that very large television
audience.
It is
necessary here to make a point of historical clarification. What I am saying
was a lie is “I did not have sexual relations with that woman, Miss
Lewinsky.” I make no such claim about “I
have never had sexual relations with Monica Lewinsky.” The first was in a televised
statement from the Roosevelt Room of the White House on January, 26, 1998. The
second was a deposition response on February 17, 1998, in the Paula Jones case.
The latter statement being under oath, raised an issue of perjury, vigorously
pursued by Ken Starr’s investigation and grand jury and by the Republican majority
of the Judiciary Committee of the House of Representatives.
As a witness
in the grand jury Clinton, speaking about the deposition, gave a defense that
was unavailable for the televised statement. There was a loophole left by
plaintiff’s lawyers in the definition of “sexual relations.” Under the deposition definition, to have
sexual relations one must have contact with at least one body part of the other person that is listed in
the definition. The list does not include the mouth.
Therefore under the definition, and so far as we know from the testimony of
Lewinsky and Clinton, she had sexual relations with him (involving a listed
body part), but he did not have a sexual relations with her.
“Sexual
relations” is symmetric, you say? Well, perhaps it is in common speech, but
that is one of the hazards of using stipulative definitions in a deposition. They take strict precedence over ordinary meanings. Clinton exploited this bit of weak lawyering.
Because his White House statement, the video of which Sandel showed his Harvard class, was made to the general public, however, and, in any event, came before the deposition definition was propounded, Clinton could only have defended it in terms of our common and everyday language. That defense fails.
Because his White House statement, the video of which Sandel showed his Harvard class, was made to the general public, however, and, in any event, came before the deposition definition was propounded, Clinton could only have defended it in terms of our common and everyday language. That defense fails.
After going
through that argument that no “sexual relations” and “don’t know where” are lies,
I will shift fields to establish that there are some uncontroversially true
deceptive statements. I will then take a little deeper look at the question of
the moral permissibility of deceptive truth, both from Kant’s point of view,
and from ours as best we can have a view looking quickly.
Sandel helps
his cause rhetorically by talking about being “evasive” and “misleading truth” rather
than about “deceiving” and “deceptive truth.” But intentionally to mislead is
to deceive, and deception goes beyond evasion. I will use the more accurate
terminology for the cases at issue.
2. Few Deceptive Statements Exploiting Ambiguity or Vagueness Are Truthful
Consider a
case in which everyone in the audience understands the content of what the
speaker said to be something that is, in fact, false, though false unbeknownst
to the audience. The audience, then, is misinformed. They are deceived, as well
as misinformed, if the speaker, knowing its falsity, intended them to come to
believe it. Usually this sort of
deception is accomplished by lying. In the cases we are interested in, however,
the speaker will deny lying, arguing that what he intended was a sense of what
he said on which it was true. The whole point of the maneuver is to avoid
lying.
Clinton
could have said, “I never had any contact with that woman of the most remotely
sexual nature.” That, however, would have been an unvarnished lie. He also
could have told a benign truth, e.g. “I did not have genital-genital or
genital-anal sex with that woman.” The downside of such truthfulness, of
course, would have been the next questions that would have sprung up in
millions of minds. So Clinton chose, instead, to deceive, as best he might, without telling an unequivocal lie, at least by his own lights. He could later
try to defend his statement as true if worse came to worst. What was more
important to him than future damage control, however, was current deception.
I want to
avoid, where possible, tedious niceties in distinguishing between truthfulness
as telling what is believed true (whether true or not) and truth telling as
saying something that really is true (whether believed so or not). To that end
I am going to assume that my speakers know the truth about what they are
talking. The speaker at the door was correct in believing his friend was inside,
and Clinton knew what he had and had not done in the Oval Office.
When what the
speaker both intends and expects to communicate is false, and when she succeeds
in communicating that falsehood, how could what she said be true? The key is supposed to be speaker intention.
It is not what she intends her audience to come to understand, however, but
instead some internal elevation to the status of “her meaning” of something
entertained but not communicated. Clinton's counsel at the impeachment hearings tried this exact line of argument. Clinton did not lie because of the meaning of "sexual relations" "in his own mind." (lecture 17:22)
Clinton may
well have recited to himself mentally, “What I mean is that I did not have
genital-genital relations.” He could add
“and I really, really mean that.” But
why should we take this little internal ceremony to have any relevance to
fixing the meaning of what did not remain in the speaker’s head, but passed his
lips and out to the television audience – an audience that he intended to
understand something different from what he really, really privately meant?
The idea of
arriving at truth through private intending brings us to the very brink of
Humpty Dumptism: "When I use a
word,' Humpty Dumpty said in rather a scornful tone, 'it means just what I
choose it to mean — neither more nor less." A disciple of Humpty Dumpty can make “7 + 5 = 11” true so long as
by “11” he intends “12”, but if he is teaching addition, his pupils may suffer some
inconvenience.
Our
intuitions in the Clinton-type deceptive “truth” cases may be led a little
astray by influence from cases where the audience is misled, but there is no
intent to deceive. A teen asked by an older brother whether he has “had sexual
relations” with his girlfriend, might naively think that “sexual relations”
meant the same thing as “sexual intercourse” as defined by the rudimentary sex
education module of his health course at school. (His teacher was shy about
going into details.) So thinking, and therefore with a spotless conscience, the
teen answers “No,” despite those study breaks he and his girlfriend take.
We would say
here that the teen meant nothing false. The difference from the Clinton case,
however, is that what the teen intended to communicate was true. He was unaware
of the way his brother would understand what he said. I am not denying that
truthful statements often mislead because of vagueness or ambiguity. What I
deny is that there are (many) deceptive
truths of this sort. Where there is only one sense of a phrase of which the speaker
is aware and under which he expects and intends his audience to understand what
he is saying, that sense has a strong enough relation to his public utterance
to use it in evaluating the truth or falsity of the statement. This is so even if we would be happy to
expand the description of the case from “What the teen said was true,” to “What
the teen meant to say was true, but what his brother understood was
false.” The key is that in intending to
communicate it, the teen meant to say
the truth in a way that Clinton did not.
Our
intuitions may also be led astray in cases where the speaker, unlike our naïve teen,
is aware that there are at least two senses of a key word or phrase, intends to
convey one, but can make a good argument that a different sense is somehow
preferred, canonical, or strict. She makes her mental reservation to the effect
that it is this latter sense that she “really means” while what she intends and
expects her audience to understand is another sense – one that will mislead
them.
Now there
are some instances in which canonical meanings really do govern whether a
statement is true or false. The Clinton deposition case is one. It was a rule
of the deposition, blessed by the judge, that the first clause of the plaintiff’s
definition of “sexual relations” was to be the meaning of that phrase for the deposition. The definition was shown to Clinton
immediately before he made his response. Where there is explicit stipulation, not
rejected by the audience, it controls. To see whether any sort of canonical
meanings determine truth or falsehood in other settings, however, requires a
look at the specifics of the communication.
A neighbor is
trying to organize a neighborhood watch, a project for which I have but tepid
enthusiasm fearing it will compromise privacy or even degenerate into
vigilantism. She asks me, “has your house ever been robbed?” As a former professor of criminal law, I know
that what she really wants to know is whether I have been victimized by a
larcenous burglary of my house. I tell
her that my house “has never been robbed,” thinking to myself that no one has
stolen anything from my house using force or the threat of force. I picture to
myself a man with a gun standing outside my house and threatening to shoot it
full of holes if it doesn’t throw up its sashes and hand over its granite
counter top. On the other side of my mind is a clear memory of the time that a
thief came in through a window and stole some cash and credit cards from a
billfold left downstairs.
I take a little
pride in reflecting that, if the neighborhood watch woman ever hears about that
incident and confronts me with my duplicity, I will be able to defend myself by
giving her a pious little lecture about the correct meaning of legal
terms. Smug as I might be, I will,
nonetheless, have lied. It was no deceptive truth, but a deceptive falsehood.
Knowing she had no knowledge of the legal meaning of “robbery,” what I
communicated to her was false. (I will shortly, however, consider a closely
similar case that may well be a member of a small set of exceptions to the
proposition that there are no deceptive truths of ambiguity or vagueness.)
Kant,
himself, was, I think, tempted slightly off course by a “literal sense” case.
"Along with
lying we may include: (a) aequivocatio
moralis, i.e. moral ambiguity, insofar as it is deliberately employed to
deceive the other; for example, a Mennonite swore an oath that he had handed
over the money he owed to his creditor, and in a literal sense he could swear
this, for he had hidden that very sum in a walking stick and asked his
adversary to hold it." (Lectures on
Ethics)
I understand
Kant here to intend that this was not a lie, albeit an “along with,” i.e. a
sibling. I think he was in this too generous to the Mennonite, even though he
was obviously not being very generous to Mennonites as victims of 18th
century German stereotyping.
Let us try
to elevate into a theory the intuition that I spoke truthfully about crime at
my house and that the Mennonite “could swear” as he did. The idea here is that a
statement should be taken in the preferred sense (criminal law sense, literal
sense) when evaluating its truth, even when there was no mutually accepted
stipulation in play, the preferred sense was neither the sense in which the speaker
expected the audience to understood the statement nor the way it was understood,
and the speaker phrased and delivered his utterance to try to keep it from
being so understood. If there were
language gods cognizant of and metaphysically enforcing best linguistic usage,
my robbery statement and the Mennonite’s oath might be true on their language
Olympus, but it is hard to follow this theory to the conclusion that they were
true when and where they were spoken.
If we were under
the spell of this theory, we might picture a spectrum ranging from Humpty-Dumptism
at bottom to canonical meaning at the top. The deceiver can make no claims for truth at
the bottom, but his deceptive statement gets better and better marks as its
truth making sense gets closer and closer to the canonical top.
Something is
correct about this spectrum picture. There are differences as we work our way up from Humpty Dumpty to canonical meaning. We may want to place more
blame on the audience for missing a sense of better authority or wider
acceptance. We also feel more admiration, if grudging admiration, for the
speaker who can deceive by getting his audience to miss a more nearly common or
authoritative sense. These differences, however, do not affect the falsity of
what the speaker told his audience, a matter not decided in language heaven
where the canonical prevails, but in the everyday world of what the speaker
intended his audience to understand and what they did understand.
The
Mennonite was depending upon anyone who heard or read his oath understanding “handed
over the money” to mean something close
to the standard case in which the money is put, for all to see, into the
creditor’s hand, coin or bill to flesh, with the creditor having full and
knowing control over it. His mentally reserved sense of “x was handed over,” had
to be broad enough to embrace “x was temporarily in the physical control of the
receiver without his having any way of knowing it.”
Kant,
apparently, was convinced that this very broad interpretation of “handed over”
is a “literal sense,” but that depends upon a word for word form of literalism,
blind to the way meanings attach to phrases as well as to the effects of context.
There is such a sense of “literal,” but it tends to be a pejorative sense, not
one with good claims to canonicity, and, as argued above, even the truly
canonical only becomes the correct standard for evaluating the truth of a
statement in special circumstances.
The
Mennonite presumably believed that this was not a false swearing before God,
who could look into his heart. We, however, might think such a God morally
obtuse or at least gullible. But let us pass that. If he thought he could not
be punished for perjury on this swearing if all the facts became known, I can
only say that I would far rather have the prosecution side than the defense. (I
never, in fact, prosecuted or defended a perjury action, although I think I
discussed bringing perjury counts as a prosecutor, analyzed threatened perjury
charges against clients as a defense counsel, and spent a lot of energy trying
to prevent witnesses from straying towards perjury as a prosecutor, a criminal
defense lawyer, and a civil litigator.)
My central
thesis in all the above is that in evaluating whether someone is being truthful
or is lying we should look to the actual act of communication – what the
speaker intended the audience to understand and what the audience did
understand. So focused we will judge few
if any deceptions relying upon ambiguity or vagueness to be truthful. Of
course, we are free to evaluate truth or truthfulness by focusing on whatever sense
we like of the words of a statement. Special purposes may promote to salience senses
of words other than those the speaker intended to communicate. For this reason, we may want to recognize
deceptive truths of ambiguity or vagueness in some exceptional
circumstances.
3. Possible Exceptions
One small
class of exceptions or, at least, near exceptions, look to the future and
involve vindication or correction. Suppose that my neighbor, rightly
suspicious, prepared an affidavit requiring me to state under penalties of
perjury that “my house has never been robbed during the period of my
ownership.” In the real world I would
decline the request, but in a philosophical hypothetical in which I am a little
more combative, I might sign it. I would
be unafraid of the penalties of perjury, knowing that in the unlikely event my
affidavit were shown to a prosecutor, no case would be brought because of the
technical legal truth of my statement.
I actually
think this case is best understood, not as an exception, a genuine deceptive
truth, but as a two audience, two statement case. I intend to deceive my
neighbor, and as to her my affidavit is a lie. The affidavit as a legal
document, however, has also a second audience, players in the justice system.
The same signed words on paper that were a lie in the hands of the neighbor are
a non-deceptive truth in the hands of the prosecutor. Sworn statements are often prepared by lawyers,
and decisions to prosecute for perjury are made by lawyers steeped in the criminal
law. The conventions of affidavit evaluation incorporate the legal argot. (Here
is the difference from the Mennonite’s walking stick case. “handed over” is not
part of the technical lexicon of the law, and the sense that made the oath true
is not one that would jump to the mind of lawyers or judges.)
Vindication
can come more immediately and with the audience actually before the speaker.
I tell my criminal law class that my house has never been robbed. I
then recount the burglary of and theft from my house, and ask the class how
what I have told them is consistent. Because this occurs early in the first
semester, with no writing assignments yet made, some students will have read ahead
and will have the answer, even if they were originally sucked in by my robbery
statement. I could insist that this too
is a two audience case, my naïve class of 10:20 AM and my enlightened class of
10:24. I see no harm, however, in
admitting that this is a case in which I say something true and thereby succeed
in deceiving, temporarily, by exploiting an ambiguity.
Here the
canonical status of the sense of “robbery” that made my statement true was
important to my pedagogical purpose, but, unlike the affidavit case, not the
key to the truth of my statement as I made it to the class. What made the true-making
sense relevant for analysis of truth or falsity was temporal. I was about to tell
the class the whole story, including explanation of the technical vocabulary of
robbery, burglary, and larceny. I
intended them to hear my statement with their lay ears but also intended the technical
sense to become the dominant understanding of what they had just heard me say –
as the definitions unfolded in their developing lawyerly brains.
Preferred, strict,
or canonical meaning is not essential to this class of cases, as is illustrated
by what has become a standard joke in situation comedies. It is pure
Humpty-Dumptism. Here is an example from an episode of Scrubs:
Dr. Cox: And
this... abomination is the reason we can't afford a new computer?
Dr. Kelso:
Well, that, and a little medical boondoggle I have to go to in Cleveland. And
by "medical boondoggle" I mean "golf weekend." And by
"Cleveland" I mean "Hawaii." .... Anyway, I have to go
catch my bus to the airport. And by "bus" I mean
"helicopter."
I am willing
to call these deceptive truths of (Humpty-Dumpty) ambiguity, because the sense
that makes them true is shared with the audience while the words are still
hanging in the air. Were I stubbornly to
defend my general proposition against even this exception, I would make the two
audience move again.
The
stipulation case, as in the Clinton deposition, is a quasi-exception. What he there
exploited was the plaintiff’s definition and the fact that plaintiff’s lawyers
were not alert enough to notice the loophole that they had created. We could
characterize this as turning on the failure of plaintiff’s lawyers to recognize
an ambiguity between what they thought their definition set out and what it
really did set out. It can also be
characterized as a seductive inference case, on which more next.
4.Genuine Deceptive Truths
So with
these possible exceptions or near exceptions, I stand by my claim that
exploitation of ambiguity or vagueness to try to deceive while telling the
truth may succeed in deceiving, but will leave the speaker a liar. Yet I do think that there are absolutely
clear and uncontroversial cases of deceptive truth. They exploit, not ambiguity
or vagueness, but seductive inference.
The visiting
expert birder: “I caught a fleeting glimpse of a large white bird. Did you see
it?” The deceiver responds, “The only bird I’ve seen this morning was a
crow.” What the deceiver saw and
recognized was Hubert the neighborhood's resident albino crow. He maliciously
expects the birder to draw an inference from the very good generalization that
crows are black to the conclusion that his respondent had not seen the mystery
bird. The seductiveness of this inference is heightened by the particular
context and the phrasing of the deceiver’s response. In normal conversation,
this would be understood to be a colorfully amplified denial of having seen a
large white bird. That makes the
deception more effective, and, for those of us in the know, the deceptive
intent of the speaker all the clearer.
Opportunities
to deceive through seductive inference are not quite as ubiquitous as those
exploiting ambiguity or vagueness, but they are pretty common. “My uncle brought
in a muskellunge using his hand net.” This statement, standing alone, might
cause you to conclude that my uncle had more fishing prowess than he, in fact,
possessed. He was a sometimes fisherman, to be sure, but not a muskie-level
fisherman. The fish of this anecdote was lying near death from an unfortunate encounter
with a propeller when my uncle spotted it and scooped it up by net from the
lake surface. The crow and muskie cases
are instances of what is often called deception by omission, and in most cases
of omission what is omitted is precisely what would undermine the seductiveness
of the inference for the audience.
Election
campaigns sometimes cite legislative votes by their opponents that suggest, in isolation,
the very opposite of the opponent’s policy positions. Complexity and gamesmanship in legislation:
rival bills, friendly and unfriendly amendments, riders, and poison pills; all
these provide ample materials for sound bite deception of the electorate.
The Supreme
Court held in Bronston v. United States, 409
U.S. 352, 352-53 (1973), that a
deceptive truth of this conversationally seductive sort did not constitute
perjury. (This is called the “literal truth defense,” though it would not go so
far as to protect the Mennonite against a perjury charge. Bronston’s sworn
statement was unequivocally true. It was, like the white crow case, deceptive
because of the question to which Bronston was supposed to be responding.)
5. Moral Theory and Deceptive Truth – Kant
Having
established that there are some cases of unquestionably truthful deception, as
well as quite a few cases of lying that have wrongly been put in that category,
I want now to turn to the moral evaluation of truthful deception. For these purposes I am going to assume that
my argument in sections 1-3 is all wrong and that Kant and Sandel, are right about the truth of the “don’t
know” to the murderer, the “sexual
relations” to the in the televised statement, and the “handed over” oath. That
is, I will assume that these, like the crow and muskie cases, are all deceptive
truths.
Sandel’s
chief point was that there is a significant moral difference between the “don’t
know where” to the murderer and Clinton’s sexual relations, on the one hand,
and outright lying, on the other. The
motive of the latter is to deceive by lying and of the former is to deceive by
telling the truth. The idea is that doing the work of deception through truth
telling honors the moral law and follows the categorical imperative. (20:12-21:15).
To fill in Sandel’s account a little, these statements satisfy the first
formulation of the categorical imperative with respect to their truth.
The second
formulation abjures us not to treat our audience solely as a means, and
although these statements may use the hearer partially as a means, by deceiving
him, perhaps they do not treat him solely as a means in that they tell him the
truth.
Sandel could
be making one of three different claims about Kant on deceptive truths. The most
radical is that deceptive truths for Kant are always morally permissible. The
second is that deceptive truths are morally prohibited, but are still morally
superior to lying. The third is that deceptive truths are sometimes morally permitted.
When I first
watched the video of Sandel’s lecture, I thought that he was making the radical
claim. He welcomed his student’s “don’t know where” suggestion for the murderer
case in a way that suggested that Sandel thought this was morally acceptable,
and intuitively it does seem acceptable -- as a way of friend-saving. (If we are interpreting Kant, however,
we have to be cautious in relying on such intuitions, remembering that it is
flatly prohibited to lie to the murderer.)
Without endorsing Clinton’s exoneration in so many words, Sandel also
seemed reasonably comfortable in acting as Kant’s agent in letting the
President off the hook.
On a second time
through the lecture, however, I was struck by Sandel’s repeated use of such language
as “there is something morally at stake in the distinction” between lying and
deceptive truth. (17:55) There could be
a morally significant distinction without all deceptive truth telling being
morally permissible. The second two
interpretations of Sandel on Kant set out such distinctions.
I was
concerned, however, that these lesser distinctions between lying and deceptive
truthfulness were uncongenial to the general spirit of Kant’s moral philosophy.
At least with respect to the perfect duties, Kant’s view of the moral law seems
to be, well, categorical. An action is either in or it is out, morally
permissible, or morally prohibited, end of story. The absolute prohibitions of
all lying and all suicide bear this out. In the end, I suspect that the second
interpretation, on which deceptive lying is morally impermissible but not so
bad, is in irremediable conflict with Kant’s system. Of the third interpretation, however, there
is a good deal more that can be said, and some support from the Kant corpus.
To test the
most radical interpretation of Sandel on Kant, we will want, first, to ask
whether it would be a contradiction to the institution of communicating
information that all rational agents, as a law of nature, deceive their
audience when that is in the agent’s interest and can be done without lying.
Perhaps this law of nature would not collapse the practice of information
exchange with quite the conceptual immediacy that the universalization of lying
promises collapses the practice of promising, but only because we are not quite
sure how frequently it is possible to deceive with the truth. If, however, both
the “don’t know” to the murderer and Clinton’s “no sexual relations,” count as
truths, as Sandel thinks, then we can speculate that whenever one is in a tight
spot, it will be possible to conjure up some deceptive truth. If this is so, then deceptive truth telling,
in full generality, is self-undermining in the same way that lying promises
are, and so fails the first formulation of the categorical imperative.
Most
instances of deception are also specifically designed to manipulate the
audience in some way. By using the audience as a means, they fall afoul of the
second formulation. That you did not use a yet worse means to manipulate
hardly seems enough to get past the second formulation.
As for the
third formulation, and being “a legislating member in the universal kingdom of
ends,” surely I am not permitted the option of deceiving my fellow legislators
in every case in which I can do so without lying.
In short,
the proposition that Kant would find that every instance of deceptive truth
follows the moral law is wildly implausible.
The second,
and much weaker, interpretation of Sandel’s claim is that it is not morally as
bad to deceive by telling a truth as by telling a falsehood. At least the truth
telling, taken in isolation, follows the moral law, and so there is an honoring
of the moral law in one respect, even if your deception taken as whole violates
that law. It is not crazy that a prohibited action that has a non-prohibited
component is in some moral respect superior to an action every component of
which is prohibited.
Isn’t it better to murder your victim with a fast acting poison that knocks the victim unconscious right off rather than with a poison that causes hours of suffering? Maybe it is even better to perpetrate a polite rather than a verbally abusive armed robbery.
Isn’t it better to murder your victim with a fast acting poison that knocks the victim unconscious right off rather than with a poison that causes hours of suffering? Maybe it is even better to perpetrate a polite rather than a verbally abusive armed robbery.
If your
action is morally prohibited, however, I think that really is the end of the
story for Kant. Actions that violate the moral law do not get partial credit
because they have components that would be morally permissible if they could be
abstracted out of the whole action. There are no consolation prizes or runners
up for Kant. At least that is how it has always seemed to me when it came to
violations of the moral law. Recall that if 99% of your motivation was
obligation, but an essential 1% was self-interest, you have not acted with a
good will. “Does an intending poisoner have an obligation to use a fast acting
poison?” is a question that does not arise for Kant. Perhaps it should, but it
doesn’t, or so my study of Kant, such as it is, leads me to think.
The third
interpretation of Sandel on Kant is the most interesting. It is that deceptive
truth telling is sometimes morally permissible and sometimes not. This would clearly satisfy Sandal’s “something
morally at stake” in the distinction between deceptive truth and outright lying.
There is some evidence that Kant may well have held such a view about deceptive
truth, a view that can be supported by an attractive understanding of the way
the machinery of Kantian ethics should be applied to moral issues stated with
particularity.
Here is what
Kant says in presenting the “handed over” oath case:
"A moral
casuistic would be very useful, and it would be an undertaking much to the
sharpening of our judgment, if the limits were defined, as to how far we may be
authorized to conceal the truth without detriment to morality."
(Or at least
this is roughly what Kant said as what we have are only student transcriptions
of lectures. But we have reason to think the students were pretty accurate.) By
“casuistic” Kant meant application of theory to particular cases.
Examination
of cases could never overthrow correct theory, which was established by reason
alone. (In this respect it is different from Rawls’s method of reflective
equilibrium, on which theory can cause changes in our intuition about cases,
but intuition about cases can also lead us to modify theory.) Kantian casuistry
would be about making the theory practical for everyday purposes – the fine
points of applying the categorical imperative to particular cases and classes
of cases. This is what Kant must have meant by “judgment sharpening.”
It is clear
enough that Kant would adjudge the Mennonite’s active, intentionally deceptive,
concealment of the truth to be morally prohibited when theory was applied to it with
any sharpness of judgment at all. Looking
to the first formulation of the categorical imperative, could we, without a contradiction to the practice, universalize the maxim that, whenever one is
financially embarrassed, one may swear to have handed over a loan repayment to
a creditor even though the creditor did not really get possession of the money? Inasmuch as swearing in the hypothesized
circumstance of such a universalized maxim would then be of no help in
determining whether a loan had or had not been paid, this maxim for debtor oath
giving would be self-defeating. On Kant’s second formulation of the categorical
imperative, it is pretty clear that the debtor was using those for whom the
oath was intended as means only. Again, it comes up strictly morally
prohibited.
We can
project, and hope, that Kant would reach a different conclusion in other kinds
of concealment of truth cases, for example slamming the door without answering
the murderer or feigning Manx monoglotism.
So far as I
know, Kant never much discussed what happens when obligations come into
conflict. By talking about casuistry as a judgment sharpening exercise,
however, isn’t Kant telling us to look to the details of the particular
cases? In determining “how far” we can
go in concealing through deception, we need to examine an instance of deception
in action and see whether, for example, it involves truth telling in a way that
takes the moral sting out of the deception.
The
repayment oath fails that test as would my house robbery answer to my neighbor.
My house robbery statement to my law class, I think, would not. There would be
no first formulation contradiction in a temporary deception for pedagogical
purposes, and, if I was using my class momentarily perhaps as a means, I was
treating them in the larger picture as an end.
It seems to
me, as it has to many, that Kant should have looked to the particulars to
sharpen his judgment about cases where the obligation to tell the truth runs
headlong into other important obligations – the obligation to preserve an
innocent life from murder, for example. His universal prohibition of all lying
seems to conflict with his recognition of a role for casuistry.
This, of
course, is a substantial problem for this otherwise attractive interpretation
of Kant. He was adamant and unambiguous about the impermissibility of lying. I
am not the first, however, to wonder if this wasn’t simply a mistake on Kant’s
part. Shouldn’t he have been willing to sharpen his judgment about the correct
way to apply the categorical imperative to lying by looking to more particular
instances of lying and the other morally relevant features they might have? His
argument that it is flatly morally prohibited to lie to the murderer at the
door has rarely gotten high marks for either clarity or soundness.
6. Deceptive Truth and Moral Theory – a Little More Broadly
Still
keeping Kant in mind, I want now to branch out a little in moral theory
options.
Consequentialists, who have always been sure that Kant was wrong in his universal condemnation of lying, have their own straightforward test that applies to lying, deceptive truth telling, and everything else for that matter. Simply look to the consequences. If telling a deceptive truth appears to have better long run consequences than any other alternative you can reasonably come up with, then tell the deceptive truth. (For the technical reasons I characterize consequentialism in this way, see my Philosophy Now paper, “The Impossibility of Maximizing Good Consequences.”)
Consequentialists, who have always been sure that Kant was wrong in his universal condemnation of lying, have their own straightforward test that applies to lying, deceptive truth telling, and everything else for that matter. Simply look to the consequences. If telling a deceptive truth appears to have better long run consequences than any other alternative you can reasonably come up with, then tell the deceptive truth. (For the technical reasons I characterize consequentialism in this way, see my Philosophy Now paper, “The Impossibility of Maximizing Good Consequences.”)
What consequentialism
may not be able completely to bring within its account are the various moral
relations that speakers have to audiences, and to persons affected by the
audience, more and richer in some cases than in others. These relations may
well militate against deception even when consequences are all factored out.
The
differences of those relations in different cases will give rise to obligations
not to deceive various in strength and varying across subject matters. Consider
an oil company executive who labors to deceive the audience of her public
speech into thinking that there is no scientific consensus on climate change. Compare
that to a science teacher who seeks to perpetrate the same deception on his
high school class. Some of what you compare, of course, will be differences in
probable consequences, but even if consequences are the same, violation of a closer
trust relationship is morally worse.
Similarly,
deceiving on a matter the audience considers important is worse than deceiving
on something the audience regards as trifling. This is so even in those rare
cases in which circumstances conspire so that the consequences of the deception
on an important matter turn out to be insignificant.
It also
somewhat plausible that there is a moral difference depending upon how far the
belief engendered by deception is from what the speaker believed to be true.
This will, again, often lead to important differences in consequences, but even
if it doesn’t in a particular case, to deceive by a lot seems worse than to
deceive by a little.
I think a
Kantian might be able to forge a pretty good argument that Kantian casuistry,
when taken well beyond the few examples Kant gives us, will successfully
account for all the morally relevant relationships that will be involved in a
difficult real world moral decision. Whether it can properly address all
morally relevant matters of consequence is much more doubtful. Even though not
the only factor, consequences are important in evaluating the morality of
actions. Yes, Kantian casuistry may be
able to bring in some considerations of a consequential flavor in application
of the moral law to particulars of the case.
Yet, Kant clearly wanted to turn moral reasoning away from consequences. Certainly he gives clear warnings that
much in the way of consequence weighing is beneath moral contempt. The
quasi-consequences that can make their way into a Kantian casuistry are at
least not obviously sufficient to give consequences the full weight they
deserve.
So the
evaluation of the moral status of intentional deception, although often easy in
ordinary life circumstances, can involve many factors of varying weight in the
hard cases. I have doubts that either Kant or consequentialism can do justice
to the task.
7. Deceptive Truth Versus Lying
Deeper
exploration will show, I think, that only rarely will a deceptive truth take
much moral precedence over a deceptive falsehood (contrary to our first and
second interpretations of Sandel on Kant). “I didn’t see any large white bird
this morning” is only slightly worse than “the only bird I’ve seen this morning
is a crow.” The breach of the relation of trust is the same, and the
consequences for the expert birder will most likely be the same. A difference
may arise if the albino crow possibility ever occurs to the birder and she then
thinks back to the specifics of the way the speaker answered the question and
so is encouraged, with an irritated frown, to explore that possibility more
energetically.
We also get
a different case, with a difference that may well shift the impermissible to
permissible, if there is a history of practical jokes between the birder and
her respondent. We then have an entirely reconfigured relation of trust. For its
value as a joke, the truth of the deceptive statement is as important as is the
cleverness of the deception. In addition
to a difference in motivation, there is, again, an element of future
vindication in this sort of practical joke that can turn what would otherwise
be just mean spirited into a jolly gotcha. I will leave it as an exercise whether this
sort of moral difference can be entirely accounted for either by
consequentialism or by Kantian casuistry.
One thing I
want to deny outright is that there is, in the normal case, the slightest moral
difference between deceiving someone I really ought not deceive through a lie
and through an intentionally and successfully deceptive truth. The evil of a deceptive truth here is the same
as that of a deceptive untruth. It is the wrongness of deception. That the
deceiver managed to be truthful in deceiving everyone may be a testament to his
or her cleverness, but, aside from such special cases as practical jokes, truth
is irrelevant if it does not lessen the probability of deception, its
permanence, the confidence of the audience in what they are deceived into
believing, or the consequences of the deception.
To return to
an earlier theme, you may have the following question. Even if it is right that
the core evil or the greater part of the evil in lying deception is the
deception, still isn’t a truthful deception at least a little better than a
lying deception? Truth is better than
falsity, and so honoring truth, even in the midst of a transaction morally
reprehensible for other reasons, has to be at least a little bit good or make
the whole slightly less bad.
I can feel a
faint tug of intuition in this direction, but I think it is due to the
(fortunately distant) siren call of an insupportable purity ethic. Speaking a
known untruth is a stain on my moral soul quite independent of my relation to
my audience and consequences? I don’t
think so. The moral pivot here is the deceived audience. The value of truth
over falsehood disappears with the audience connection. If you are alone,
please say, out loud, “5 + 7 = 12” and then “5 + 7 = 11.” Was there any moral difference?
8. Conclusion
There are
few, if any, cases of deceptive truthfulness exploiting ambiguity or
vagueness. Those there may be evaluate
truth by looking, not to the immediate communication, but to some other
context, often future disambiguation, precisification, correction or
vindication. To redound to the truthfulness of the speaker, the alternative
context must be made salient by some feature of the actual context, e.g.
immediate transition from one to the other (“by “Cleveland I mean Hawaii”") or by
some rule or convention known to the speaker (the legal lexicon for an
affidavit.)
The Kantian
absolute prohibition of all lying would, therefore, make Sandel wrong if he
were claiming that Kant would find morally permissible “don’t know where” to
the murderer at the door and the televised “I did not have sexual relations
with that woman.”
There are,
however, uncontroversial cases of deceptive truth turning on seductive
inference. So it is worthwhile seeing what Kant might and we should say about
the moral permissibility of deceiving while telling the truth. Kantian casuistry has the potential, I think, to rule
some instances of deceptive truth permissible and others prohibited. This would partially vindicate the theoretical point that Sandel intended to make in his lecture.
Kantian casuistry would apply the categorical imperative after using judgment
to tease out the morally relevant features of the particular case. This
procedure might be extended so far as to reach the conclusion that some lies
are morally permissible, Kant to the contrary notwithstanding.
When we are
evaluating the moral permissibility of a deceptive truth, we should look to
consequences (in a way that even an enriched Kantian casuistry probably cannot)
and to the morally relevant relations between the speaker and the audience (in
a way that even sophisticated consequentialism probably cannot). Only in few and special circumstances will a
truth used to deceive and completely successful in its deception be morally
superior to a falsehood used to the same purpose and effect.
9. Addendum on the Clinton Impeachment
Clinton’s “sexual relations” statement in the Paula Jones deposition was covered by
charge (2) of Article II of the Articles of Impeachment brought against Clinton
by the House Judiciary Committee, all Democrats and one Republican voting nay.
It was also indirectly implicated in Article I, perjury before the grand jury, charge
(2). Clinton was interrogated in the grand jury about his deposition responses,
among many other things. Article II came out of the Committee with a straight
party line vote.
Clinton
clearly lied in his deposition in answering the question whether he and
Lewinsky had ever been alone in the Oval Office. His response was “I don’t
remember” followed by some true, if not so responsive, remarks. In light of
what went on when they were alone, it is unbelievable that he didn’t
remember. I concede that in taking
depositions myself I have heard hundreds of “I don’t remember”s that I was quite sure
were false. Some lawyers believe that this particular lie should be
given a free pass, and very frequently judges seem to agree. The practice, however, is a clear
corruption of law. In any event, we do have an intentional falsehood in the
deposition. Whether it is material to the Paula Jones case, and thus
constitutes perjury, is a separate question, although I tend to think that
within the materiality standard of discovery, it was material and so perjurious.
Clinton was
not impeached on Article II, the Paula Jones deposition perjury charges, by a
vote in the House of 229-205. He was impeached on Article I, the grand jury
charges by a vote of 228-206. (He was also impeached on Article III, obstruction
of justice in the Jones case and grand jury investigation, mostly witness
tampering. He was not impeached on Article IV, abuse of power in dealings with
the House on impeachment related matters.)
He was not
convicted in the Senate on either of the two remaining articles. Article I, more closely connected with the
alleged perjuries, was rejected 55-45. The obstruction of justice charge failed
50-50, 67 votes being required for conviction.
Some of the
senators who voted against conviction stated their belief that Clinton had
committed perjury. A perjury is unquestionably a crime. Is it a “high
crime”? “High crimes and misdemeanors” is a term of
legal art, more particularly of legal art of the English constitutional law
tradition. (For more on constitutional interpretation in general, and terms of
art in particular, see my post “A Textualist Approach to Legal Interpretation,
6/17/2014.) It is reasonably clear that the term of art was restricted in its
application to misdeeds in official capacity.
Accepting a bribe by an official is a high crime and misdemeanor; the official’s shooting
her husband is not. Perjury is arguably
in a middle category. Perjury can be committed by anyone who is put under oath.
In that respect it is like murder.
However, it is itself a matter of an obligation intimately tied to the
mechanisms of the administration of state justice. Officials, at least
officials with any relation to the justice system, arguably have obligations to
uphold the integrity of oath taking that go beyond those of ordinary citizens.
The entire
constitutional phrase is “Treason, Bribery, and other high Crimes and Misdemeanors.” Treason can be committed by non-officials. Bribe giving can as
well, and I suspect that “bribery” included giving as well as taking in the
eighteenth century. However, I also suspect that bribery as an impeachable
offense would have been read here as “bribe taking” and that “treason” was read
with understanding of the particular seriousness of official treason. That
these were given as the exemplar cases of “high crimes and misdemeanors”
suggests that the class is a matter of serious offenses against the state of
the sort that officials are either uniquely well placed to commit or at least very
well placed.
That the
offense must be one against the state is evidenced by the fact that the
original text was “Treason, Bribery, and other high Crimes and Misdemeanors
against the United States.” “against the
United States” was taken out by the Committee on Style, the charge of which was
to improve style without changing content.
I cite this, not to argue that it was the intent of the drafters to
limit impeachment to offenses against the United States. I don’t think drafter intent,
as such, counts for anything. (If this issue is of interest, you really should see the 6/17 post.) The
delegates, and in particular the members of the Committee on Style, were,
however, fluent speakers of late 18th century American English and
generally familiar with legal terms of art. That they thought “against the
United States” could be removed as a matter of style is pretty good evidence of
the meaning, at that time, of “high Crimes and Misdemeanors.”
So, although
I would want to do more research before voting, I think that I would have voted
against impeachment in the House and conviction in the Senate for Clinton’s
perjury. “I never had sexual relations” in the Paula Jones deposition was not
false (so far as the evidence shows) because of the defective definition
governing the deposition. It was deceptive in the same way as his nearly
identical televised lie, but the deposition statement was not
perjury. “I don’t remember,” was perjury. But that
crime did not rise to the level of a serious office-related crime against the
United States.
For posts on more nearly current impeachment issues, see:
https://lawrencecrocker.blogspot.com/2018/09/was-trumps-criticism-of-sessions-for.htm
For posts on more nearly current impeachment issues, see:
Impeachment for Acts Prior to Taking Office?
Was Trump’s “Russia, if you are listening, . . . “ Criminal?
Impeachable?
Was Trump’s criticism of Sessions for permitting indictments
of Republican House members a high crime or misdemeanor?
Should President Pence be Impeached with Vice President
Trump in the Wings?
This comment has been removed by the author.
ReplyDeleteI am quite puzzled about evasive truth is better that lie theory. My argument is as follows.
ReplyDeleteLets take the case of murderer standing at the door-step. The argument is an evasive answer is better than a lie. My point of argument is, when the murderer is standing at the door and asks a direct question, "Is your friend in your home?", I am trying to think of what is morally correct answer. As per Kant, the morally correct actions is to act autonomously, only acting out of duty and not as per law of nature or as per nature of cause and effect theory. In that case, if we do not think about cause and effect, we would not even think about the friend being murdered if you tell the truth. To understand what is morally correct, Kant suggests the test using the formula of universal law, where if you test the maxim, misleading evasive answer would be at odd with categorical imperative and thus would be morally incorrect to do so. If we give half truth and evasive answer and if every one does so, people will stop believing. Exactly same argument as with a lie. So, this leads to the option of telling the truth and thus getting the friend possibly killed.
If this what we derive out of Kant's theory, I reject this part of Kant's Philosophy. Or may be my understanding of the subject is corrupt/incorrect.
I think on this point that you are mostly right and Sandel mostly wrong. Much misleading and some evasive truth shouldn't get by the categorical imperative. It is even for Kant sometimes OK to mislead I think. I am carrying a large amount of cash through a somewhat dangerous neighborhood. I take off my lawyerly suit and put on my old yard work clothes. I am intentionally misleading potential muggers. There would be no problem universalizing this. There are even misleading explicit statements that would, I think, pass, but not some that Sandel seems to have in mind. As for the murderer at the door, it is maybe not interesting, but correct, that Kant would have no problem with your not saying a thing and slamming the door. One is not required to tell the truth for Kant, only not to lie.
DeleteThanks a lot Lawrence for your answer. I really appreciate it. It gives me confidence in my thinking and analysis.
Delete