Thursday, July 5, 2018

Once More The Crime-Fraud Exception Before and After the Crime

In my last post I argued that the crime-fraud exception to attorney-client privilege is really a very different thing when it  is cited to by police or prosecutors before the crime has been committed from when it is resorted to in post-crime litigation. It follows that the elements of the exception should be different in the two different settings – if there should be a post-crime exception at all.

A particular case, suggested but not developed in that post, dramatizes the point: 


Suppose that a client talks to her lawyer about how to act on information that the client has reliably received that someone else is about to commit a serious crime. The client may want to know whether he commits a crime if he doesn’t inform to the police, whether he could have any civil liability for not informing, or perhaps for informing if he turned out to be wrong. The client is seeking advice so as to behave lawfully. The lawyer gives advice accurately and in full compliance with the ethical guidance of the profession. In compliance with a request from her client, she does not inform the police.

A legal assistant, having accidentally overheard a part of the conversation, does, however, inform.  On that basis a warrant is sought for a search of the lawyer’s files for documents related to the client in question from the date of the conference.

If what the assistant overheard indicates that the intended crime of the third party is a serious one, and probable, the warrant should issue.

Had the third party been in a hurry and committed the crime while the warrant application was being written up, the prosecutor might still subpoena these same lawyer files into the grand jury.  The subpoena, however, should be quashed on motion of the conference lawyer on behalf of her client. There is now no good theory for invading the attorney-client privilege. It will not prevent a crime. The conference in no way enabled or aided a crime. The client and lawyer both conducted themselves within the law, and with no culpable intent. There is simply no way that the lawyer-client communications were tainted by crime or criminal intent. The client did nothing to forfeit the privilege.

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